Germany: Basic patents and supplementary protection certificates

Managing IP is part of Legal Benchmarking Limited, 1-2 Paris Gardens, London, SE1 8ND

Copyright © Legal Benchmarking Limited and its affiliated companies 2026

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement

Germany: Basic patents and supplementary protection certificates

In recent ex-parte appeal proceedings (decision 14 W (pat) 10/16 of January 23 2018), the German Federal Patent Court (GFPC) contributed to the interpretation of Article 3(a) of Regulation (EC) No 469/2009 (the Regulation).

The appellant based the request to obtain a Supplementary Protection Certificate (SPC) for the product – a hexavalent combination vaccine containing previously known antigens in a formulation with special adjuvants – on the corresponding market authorisations and the German part of granted European patent EP 0 835 663 B1 (the basic patent in the sense of Article 3(a) of the Regulation).

The German Patent and Trademark Office (GPTO) rejected the request and pointed out that the vaccine composition is not protected by the basic patent. The requirement of Article 3(a) of the Regulation is not fulfilled, and, therefore, an SPC cannot be granted. According to the CJEU decisions Actavis/Sanofi (C-443/12), Georgetown II (C-484/12) and Actavis/Boehringer (C-577/13), a product can only be regarded as being protected by a basic patent if the active ingredient or combination of active ingredients is protected as such. The product in question must represent the central inventive concept of the subject matter claimed in the basic patent. In the present case, however, the central inventive concept was seen in the use of the special adjuvants in the preparation of the combination vaccine, but not in the combination vaccine composition itself. Therefore, the vaccine composition is not protected, the GPTO argued.

The GFPC did not agree and granted the SPC. The Court emphasised that in the present case the principles defined in the CJEU's decisions Medeva (C-322/10) and Eli Lilly (C-493/12) for the assessment of whether a product can be regarded as being protected by the basic patent are fulfilled. Furthermore, decisions Actavis/Sanofi, Georgetown II and Actavis/Boehringer do not contain criteria extending beyond the principles defined in Medeva and Eli Lilly. Instead, these decisions primarily relate to the requirement of Article 3(c) of the Regulation, i.e. the assessment of whether the product has not already been the subject of an SPC.

It remains to be seen whether the CJEU will comment on the GFPC's view when ruling on aspects of the interpretation of Article 3(a) of the Regulation in the future. The GFPC and the English Patents Court recently directed referrals to the CJEU concerning the interpretation of Article 3(a) of the Regulation.

Klaus Breitenstein


Maiwald Patentanwalts GmbHElisenhof, Elisenstr 3D-80335, Munich, GermanyTel: +49 89 74 72 660 Fax: +49 89 77 64 24info@maiwald.euwww.maiwald.eu

more from across site and SHARED ros bottom lb

More from across our site

Law firms across the world are seemingly united in their reluctance to give juniors a chance, which shouldn’t be the case
In-house counsel say they want more visibility for the next generation of lawyers, but private practice practitioners believe jurisdictional challenges stand in their way
IP STARS, Managing IP’s accreditation title, reveals this year’s first rankings, showing how firms in Asia-Pacific are performing across a range of practice areas
A dispute over buggies, a decision on the UPC’s jurisdiction, and the formal launch of the Patent Mediation and Arbitration Centre were among the top developments
Sofie McPherson says she is excited to work at a firm that offers an integrated approach between attorneys and litigators
Personality rights are among several measures the government must take to maximise the potential of the music licensing market, say lawyers
Pascal Faure, director general of INPI, explains why keeping a cool head is key, and discusses plans to leverage IP assets to secure funding
Lawyers at Carpmaels & Ransford explain how the healthcare sector has not simply participated in the UPC’s early years, but actively shaped it
The firm has hired former in-house counsel Quintin Cassady to lead the launch of the new office
The combined firm has strong IP credentials across the US, Middle East, UK and Europe, despite Taylor Wessing’s German and French practices not joining
Gift this article