EU regulation on plants from new genomic techniques: green shoots of progress?

Managing IP is part of Legal Benchmarking Limited, 1-2 Paris Gardens, London, SE1 8ND

Copyright © Legal Benchmarking Limited and its affiliated companies 2025

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement

EU regulation on plants from new genomic techniques: green shoots of progress?

Sponsored by

maiwald-logo-cropped.PNG
Flowers on a double helix

Kerstin Wolff of Maiwald Intellectual Property examines the EU’s winding path towards the regulation of new genomic techniques, with a proposed patent ban remaining a key source of contention

On February 7 2024, the European Parliament (the Parliament) approved a proposal to support the cultivation of some plants generated by new genomic techniques (NGTs) in the EU but to ban patents for all plants obtained by such means.

More than a year later, under the stewardship of the new Polish presidency, the Council of the European Union (the Council) finally succeeded in negotiating with its members on what a resulting law may look like. On March 14 2025, a qualified majority of the member states approved a new approach that would reinstate the possibility to patent NGT plants that the Parliament sought to remove.

The NGT proposal accepted by the Parliament

The proposal accepted by the Parliament in February 2024 differentiates between two categories of plants obtained by NGTs, including gene editing using CRISPR/Cas. These categories are as follows:

  • Category NGT 1 plants, defined as NGT plants that could also occur naturally or by conventional breeding, would, provided they meet certain criteria in a verification procedure, be treated like conventional plants and be exempt from the requirements of the genetically modified organism (GMO) legislation. A public online list of all NGT 1 plants is intended.

  • Category NGT 2 plants, defined as all other NGT plants, would continue to be subject to the current GMO legislation. That is, they would be subject to risk assessment and authorisation prior to market approval, and would have to be traced and labelled as GMOs.

Crucially, the accepted proposal would exempt NGT 1 plants from the strict requirements of the GMO legislation of the EU. Currently, only a single NGT crop, MON810, a Bt expressing maize conferring resistance to the European corn borer, is approved for commercial cultivation in the EU, while other GMOs may be imported only for food and feed purposes. MON810 was approved in the EU in 1998.

Equally crucially, however, all patenting would be banned for NGT plants, plant material, parts thereof, genetic information, and the process features they contain, regardless of which of the two new categories they may belong to.

The European Commission (the Commission) has stated that the accepted proposal not only aims to maintain a high level of protection of health and the environment but also to steer developments towards making a contribution to sustainability goals in a wide range of plant species, especially for the agrifood system, and create an enabling environment for research and innovation, especially for SMEs.

In stark contrast thereto, the accepted proposal – via an amendment introduced during the parliamentary process by the Parliament’s Committee on the Environment, Public Health and Food Safety – would also establish a ban on all patenting for “NGT plants, plant material, parts thereof, genetic information and the process features they contain”, regardless of which of the two new categories the NGT plants in question may belong to.

The accepted proposal also outlines an according amendment to the Biotech Directive. A report on the impact of patents on breeders’ and farmers’ access to plant reproductive material (PRM), as well as a legislative proposal to update the EU rules on intellectual property rights accordingly, was due by June 2025, but has been delayed. The Parliament has stated that the ban on patenting intends to “avoid legal uncertainties, increased costs and new dependencies for farmers and breeders”.

Outside criticism of the Parliament’s accepted proposal

The accepted proposal, especially the ban on patenting, has drawn ample criticism. Among others, Garlich von Essen, the secretary general of the seed industry association Euroseeds, and the Institute of Professional Representatives before the European Patent Office (epi) have pointed out that a complete lack of protection for NGT plants in the EU may prevent European companies from investing in the development of NGT plants, because they could not rely on a period of exclusivity in which to recoup their significant development investments.

Notably, a ban on all NGT plant patenting is also in direct conflict with the European Patent Convention and the current practice and established case law of the EPO, both of which operate independently of the EU and its Parliament. In decision G 3/19 (Pepper), the Enlarged Board of Appeal of the EPO established that while the patenting of plants “exclusively obtained by means of an essentially biological process” based on sexual crossing and selection is not permissible, plants produced by a technical process that modifies the genetic characteristics of the plant, which includes NGTs of both intended new categories, are patentable in Europe. This is also clearly reflected in the EPO Guidelines for Examination.

The Council’s struggle to gain approval from the member states

For a proposal accepted by the Parliament to be implemented as new legislation, the Council must further approve the proposal. After the acceptance of the NGT proposal by the Parliament, however, the Council struggled for over a year to make any headway in negotiating the proposal’s adoption.

Facing opposition to a patent ban from multiple member states, Belgium, which held the presidency of the Council in the first half of 2024, when the proposal was accepted by the Parliament, proposed to limit the ban to NGT 1 plants. Despite this suggested amendment softening the patent ban, the Council did not reach a majority vote to move the regulatory package forward.

In the second half of 2024, Hungary, a known sceptic of NGT plants, took over the Council presidency. The Hungarian presidency’s focus seemed to be on slowing any progress of the regulatory package. Instead of discussing the proposed patenting ban (and not mentioning the Belgian presidency’s amendment thereof to NGT 1 plants only), this presidency sought changes to the definition of NGT 1 plants due to apparent concerns about, to name just a few, safety, compliance, and labelling requirements. Another apparent concern of the Hungarian presidency was the burden the intended verification process for NGT 1 plants would put on the member states. Whether this was intended as a delaying tactic or not, the Hungarian presidency again succeeded in preventing a majority vote.

In January 2025, the presidency of the Council passed on to Poland, which sought to regain the steam lost under the Hungarian presidency. Still in January, the Polish presidency squarely addressed the issue of the patenting ban, which was the key point that had prevented the formation of a majority, with fresh amendments to the NGT regulatory package. A revised draft taking into account feedback from member states was published on February 7 2025 and adopted on March 14 2025.

The initial amendments of the Polish presidency

Initially, the new amendments proposed by the Polish presidency no longer envisioned a patenting ban (whether for NGT 1 plants only or for all NGT plants) but instead planned to introduce a verification system for the patenting status of PRM of NGT 1 plants. It appeared that, since this verification system would only have been implemented for PRM, harvested material imported into the EU for food and feed purposes would not have to be so verified, for example. Similarly, the verification system would not have applied to other plants, including NGT 2 plants.

The proposed verification system would have required that PRM of NGT 1 plants covered by patents, whether owned by the party planning to market the PRM or by a third party, be marked accordingly, likely including in the database already envisioned in the regulatory package. The verification system would also have differentiated between patents covering basic technologies and patents covering plants and processes resulting in a specific plant trait.

NGT 1 PRM that is not covered by any patents could have been, upon request, exempted from the marking requirements and placed on the market without further restrictions. Given that exemption would have required a declaration by the party intending to market the PRM, and given that such a declaration would have had to pertain not only to that party’s patent portfolio but to third-party patents as well, extensive freedom-to-operate analyses would likely have been required before applying for an exemption.

On the other hand, NGT 1 PRM protected by patents or not requested to be exempt despite a lack of patent coverage would not have been generally banned from the market, but the initially proposed amendments foresaw local restriction options. Any individual member state of the EU that so wished could have restricted or completely banned commercial cultivation of the respective NGT 1 plants.

The revised, adopted proposal

The amended draft, published just over a month after the initial version and adopted five weeks thereafter, simplified the Polish presidency’s approach further.

Instead of the previously envisioned verification process, the party wishing to obtain NGT 1 status for a plant would now have to provide a written statement identifying product patents and process patents covering or confirming an absence of patents covering the plant, as stated in the following: “The requester shall submit a written statement (patent information):

(a) identifying patents for products claiming modifications of biological material resulting in particular traits; or

(b) identifying patents for processes claiming modifications of biological material resulting in particular traits; or

(c) confirming the absence of patents referred to in letters (a) and (b).”

In the same declaration, the party could also indicate a willingness to grant licences, as follows: “The requester may submit a written declaration of a patent holder confirming his willingness to licence the protected subject under fair, reasonable and non-discriminatory conditions, which is applicable within Union territory (licence declaration).”

However, in the adopted proposal, patent information would have to be provided for any NGT 1 plant material, not only for PRM. That is, information would apparently have to be provided even when importing material for food and feed purposes. This still appears to include third-party patents and applications.

The labelling requirement was also struck from the proposal, but, as also previously intended, patent information would have to be recorded in the database of NGT 1 plants maintained by the Commission.

The adopted proposal also states that tolerance to herbicides cannot be one of the traits for NGT 1 plants. That is, plants with such traits would remain subject to the authorisation, traceability, and monitoring requirements for NGT 2 plants.

Perhaps most strikingly, the adopted proposal no longer includes provisions that would enable individual member states to restrict or ban the sale of NGT 1 PRM locally except in specific organic farming areas with specific geographical conditions. The Council thus seems to aim at stimulating innovation in the EU by recognising the importance of patents.

The adopted proposal has met widespread approval by interested parties. Von Essen called the adopted proposal “balanced” and “a significant step forward”. Plants for the Future stated that it “applaud[s] this historic milestone” and the European potato trade association Europatat considers the adopted proposal “a major step forward in advancing agricultural innovation”.

Outlook for the NGT regulatory package

Thanks to the Polish presidency’s new approach, the Council has finally adopted a proposal as of March 14 2025 and there is a real chance of advancing the NGT regulatory package. On May 6 2025, the Council and the Parliament entered final negotiations (so-called trilogue negotiations) to arrive at a final proposal that both institutions can adopt before the new regulation can enter into force. The Danish presidency, which began on July 1 2025, has declared it a goal to bring trilogue negotiations to a close.

The proposal as adopted by the Council would not ban the patenting of NGT plans but instead require including information on relevant patents or the absence thereof in a central database. Non-patented NGT 1 plant material would be able to enter the market without the strict GMO legislation requirements currently in force in the EU.

The Parliament, however, was in favour of a patent ban for genetically modified plants, their genetic information, and their process characteristics. Similarly, the Parliament wants strict labelling requirements on all NGT 1 plants instead of just seeds. The third trilogue meeting, scheduled for June 30 2025, was delayed because a group of MEPs believed that the Council and Commission are not willing to compromise on patents and labelling, and MEP Martin Häusling separately indicated in late June that the Parliament will not budge on patenting and labelling issues. Clearly, the trilogue negotiations have to bridge a significant gap in the parties’ positions.

Nevertheless, it is possible that the final law may be more similar to the Council’s adopted proposal than to the proposal adopted by the Parliament, as the European elections that occurred in June 2024 have changed the Parliament’s composition and, possibly, the inclination of its majority. In the same vein, Swedish MEP Jessica Polfjärd from the centre-right European People’s Party, a group broadly supportive of biotech innovation, will lead the trilogue negotiations for the Parliament’s side.

A side-by-side comparison of the Commission’s (original), Council’s, and Parliament’s drafts in track changes is available here.

more from across site and SHARED ros bottom lb

More from across our site

A settlement between Philips and Transsion and a loss for AstraZeneca in the UK were also among the top talking points
Working with Harvey and Microsoft, the firm has been at the forefront of developing AI tools for its lawyers, and is now exploring new projects and business models
The Emotional Perception AI case, which centres on the patentability of an artificial neural network, will be heard next week
Developments included a court order related to InterDigital’s anti-anti-suit injunction against Disney, and clarification on recoverable costs
Partners at Foley Hoag examine how recent CJEU jurisprudence may serve as a catalyst for recalibrating US judicial reluctance to entertain foreign patent claims
International law firms have high hopes for their IP practices in Saudi Arabia, with many opening offices, but recruiting and retaining talent in the Kingdom presents unique challenges
Patrick Ogola joins us for our ‘Five minutes with’ series to discuss helping African entrepreneurs on the global stage, and explains why young lawyers should speak up
Heli Pihlajamaa, the EPO’s principal director for patent law and procedures, joins us to take stock of the unitary patent following its second anniversary
Kelly Thompson, chair of South African firm Adams & Adams, discusses self-belief, self-doubt, and the importance of saying yes
The renowned food brands were represented by a host of lawyers, including members of the firms’ IP teams
Gift this article