Germany: Claim interpretation if preamble equates to state of the art

Managing IP is part of Legal Benchmarking Limited, 1-2 Paris Gardens, London, SE1 8ND

Copyright © Legal Benchmarking Limited and its affiliated companies 2026

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement

Germany: Claim interpretation if preamble equates to state of the art

When interpreting a patent claim, it must be taken into account that a patent's doctrine seeks to distinguish itself from the state of the art described in it. If the specification equates to known prior art with the claim's preamble, the features of the characterising portion of the patent shall – in case of doubt – not be regarded as being understood according to features which are found in the state of the art from which they currently should have been distinguished. (Guiding principle of the Court)

PatG § 14; EPÜ Art. 69; BGH X ZR 16/17 (BPatG) – Scheinwerferbelüftungssystem

The defendant was the proprietor of European patent 0 764 811, relating to headlamps of motor vehicles with a ventilation system, which had meanwhile expired. An action for annulment will continue to be admissible owing to the fact that a declaration of invalidity of the patent in dispute opened up the possibility for the plaintiff to bring an action for restitution against its judgment.

The description of the patent in dispute was adapted in the course of the grant procedure to note that the expert was aware of a ventilation system, according to the preamble of independent patent claim 1 from a French patent application belonging to the state of the art. In the course of the grant procedure claim 1 was changed into a two-part form. The characteristic part of claim 1 of the patent in dispute provides, inter alia, that the ventilation system forms a labyrinth, with a twofold change of direction of the ventilation path.

The plaintiff asserts that such a labyrinth, with a twofold change of direction, is shown in the French patent application cited, which is why the subject matter of the patent at issue is not patentable owing to a lack of novelty, or at least due to a lack of inventive step. The BPatG dismissed the request.

The nullity appeal was directed against this judgement and the plaintiff continued to seek the full nullity of the patent in dispute.

The BGH rejected the appeal.Consequently, in nullity proceedings a novelty attack based on prior art cited in the patent specification might, in case of doubt, not be successful if the prior art in the patent is equated with the preamble of the claim as explained in this decision. On the other hand, a restrictive interpretation of the claims can be made in equivalent cases for infringement proceedings

tegeder-volker.jpg

Volker Tegeder


Maiwald Patentanwalts- und Rechtsanwaltsgesellschaft mbHElisenhof, Elisenstr 3D-80335, Munich, GermanyTel: +49 89 74 72 660 Fax: +49 89 77 64 24info@maiwald.euwww.maiwald.eu

more from across site and SHARED ros bottom lb

More from across our site

Public figures are turning to trademark protection to combat the threat of AI deepfakes and are monetising their brand through licensing deals, a trend that law firms are keen to capitalise on
News of Avanci Video signing its first video licence and a win for patent innovators in Australia were also among the top talking points
Tom Melsheimer, part of a nine-partner team to join King & Spalding from Winston & Strawn, says the move reflects Texas’s appeal as a venue for high-stakes patent litigation
AI patents and dairy trademarks are at the centre of two judgments to be handed down next week
Jennifer Che explains how taking on the managing director role at her firm has offered a new perspective, and why Hong Kong is seeing a life sciences boom
AG Barr acquires drinks makers Fentimans and Frobishers, in deals worth more than £50m in total
Tarun Khurana at Khurana & Khurana says corporates must take the lead if patent filing activity is to truly translate into innovation
Michael Moore, head of legal at Glean AI, discusses how in-house IP teams can use AI while protecting enforceability
Counsel for SEP owners and implementers are keeping an eye on the case, which could help shape patent enforcement strategy for years to come
Jacob Schroeder explains how he and his team secured victory for Promptu in a long-running patent infringement battle with Comcast
Gift this article